Establishing effective policies and procedures does not begin and end with regulations. It takes the right amount of collaboration, the right types of distributive mediums, and the right methods to measure understanding. All of these things take an enormous amount of time and energy, but automating them with a software solution can increase efficiency, and ensure compliance with your policies and procedures.
Here are 5 steps to ensure compliance, and what software features to look for to choose the best possible solution.
The first step to ensuring compliance begins with involving the leaders of each section of the organization. Policies are often created by someone within an organization that does not have a comprehensive understanding of the daily tasks within each department. Involving others, even if just for a 30 minute interview surrounding a policy, ensures that the new policies:
Different departments contain different personalities, schedules, and daily experiences. To ensure compliance with policies and procedures, make sure that you deliver them to your employees through vessels they are comfortable with. A benefit to meeting with your divisional leaders is that you can leverage more information from them, including how the policies will be best received. Examples of different vessel requirements include situations where employees do not access computers during the work day but may have a company smartphone, making them better candidates for a video presentation of their policies and procedures.
Do your employees know where to look for their policies and procedures, or are they overwhelmed by a minefield of folders on a shared drive with a naming convention that can only be interpreted by code-breakers?
Not only should you spend time ensuring that the organization of your policies and procedures makes logical sense, you should also make sure that an employee from any department, and any level of management, should be able to find the policies that apply to them within 3 clicks. This will help ensure they do not get frustrated and abandon their attempt at being compliant.
Structure your folders by:
And give links to these shared drives to the appropriate managers.
Setting deadlines for acknowledgment does not just mean establishing an Outlook Calendar reminder on their effective date.
Once the policies and procedures have been created and are accessible, set up weekly meetings with all managers to ensure they have a successful plan in place to ensure employee compliance and understanding.
If you send out surveys to each employee, send scheduled email reminders for them to guarantee they have received the policies and procedures, and know the deadlines.
Include a contact number and email address within their reminders in case they have questions.
To manage this process without slowing down your email servers, consider using a software solution for policies and procedures. Solutions such as ConvergePoint are built into SharePoint, stay behind your firewall, and access your Active Directory, so you don’t have to worry about working an entirely new program into your company.
Each policy and procedure is an individual and should be treated as such. Standardized œI accept responses are okay for some standard policies, but ensuring compliance with procedures should go a step further to guarantee to understand.
Depending on the task or field, taking quizzes, scheduling practice runs, or a combination of both can dramatically increase your employee compliance with policies and procedures.